Strunk offers investment advisory firms compliance manual management software

Strunk’s compliance manual management software is the perfect tool to help organize and manage an investment advisory firm’s or broker dealer's comprehensive compliance manual.

Sandy Springs, United States - March 15, 2020 /PressCable/ —

For over 40 years Strunk has been proud to work with financial institutions across the country to provide fee income strategy, risk management and compliance solutions. We are now bringing the power and reliability of our software applications to serve investment advisory firms and broker-dealers with compliance manual management.

Any organization wants to be sure it has adequate policies and procedures in place to address the risks it faces. Strunk’s compliance manual management software is the perfect tool to help organize and manage these documents into a firm’s comprehensive compliance manual.

Due to the breadth of rulemakings and interpretations brought forth by the Securities and Exchange Commission that these organizations must adopt, internal policies and procedures are not only numerous but can be difficult to maintain. Strunk’s compliance manual management software provides a structured, centralized single source of truth for this documentation.

The compliance manual management software features linkage of procedures to polices, automated change logging, as well as the ability to add multiple file attachments to each document. It is also possible to map policies to relevant risk assessment frameworks to make sure all bases are covered.

Additionally, the ability to assign ownership responsibilities at the section or individual policy level will provide granular control over read, edit and approval rights. Companies will be able to track employee acknowledgement of reading specific policies through application logs and reports. When users make changes to documents these updates will be automatically logged and logs can be filtered by particular time period or user making compliance manual management a breeze. PDFs can even be produced from all documentation for external consumption along with redline versions of policy changes for comparison.

Strunk has been providing software solutions to the highly regulated financial sector for years and bring that expertise to investment advisory firms or broker-dealers.

Contact Info:
Name: Dan Roderick
Email: Send Email
Organization: Strunk
Address: 375 Northridge Road Suite 550, Sandy Springs, GA 30350, United States
Phone: +1-800-728-3116
Website: https://strunkaccess.com

Source: PressCable

Release ID: 88949934